Board Betrayal

Failed Governance and Management Hand in Hand with Arthur Andersen: An ESOP Fable

by Phillip Hartley Smith

 

In 1983 the employees of Weirton Steel voted to take a 20% pay cut to save their jobs. Through an Employee Stock Ownership Plan, they purchased the ailing company. Full of hope and confidence, the workers believed their sacrifices would eventually secure their future.

 

Today Weirton’s stock is practically worthless, thousands of jobs have been eliminated, and the company’s officers and directors have been subject to multiple lawsuits. As members of top management made personal fortunes, the employee owners watched their net worth erode year after year. Long before Arthur Andersen’s incompetence became legendary, the firm’s auditors helped Weirton Steel’s management waste millions of the employee owners’ value.

 

Phillip Smith served on the Weirton Board for eleven years and publicly criticized its continual failure of prudent governance. In Board Betrayal, he shares a tale of irresponsibility, ignorance, conflict of interest, and deceit. Smith reveals what happens behind top management’s closed doors and self-serving corporate boardrooms and how the actions of a few in power can destroy the dreams of so many.

 

“As the President of the Independent Steelworkers Union and a member of the Weirton Steel Board of Directors since 1991, I was very interested in and intrigued by Phillip Smith’s book. My tenure on the board of directors has been, and continues to be, both a learning experience and at times almost a daily battle on various issues.

After reading Mr. Smith’s book, I believe he was able to accurately capture the controversy and feelings that often confronted our board of directors. The Phillip Smith book should be required reading for all business major students in college because the employee-ownership philosophy is in the future for many industries and companies.

This timely book is a look at one man’s key role as a board director in a major employee-owned company. Good reading and thought provoking.”

Mark Glyptis, President of the Independent Steel Workers Union, September 10, 2002

 

 

About the Author

 

Phillip Hartley Smith was born in Sydney, Australia. Following service in the Australian Forces during World War II, he studied Mining and Metallurgy at the University of Sydney. He came to the U.S. in 1950 as a Fulbright scholar to M.I.T. Mr. Smith joined Inland Steel Company as a metallurgical engineer, then moved to LaSalle Steel Company. He became an American citizen in 1961.

 

In 1964 Mr. Smith joined Copperweld Corporation and by 1967 was the President and CEO. In 1973 he was elected Chairman of the Board. Copperweld grew substantially during the ten years of his leadership, becoming one of the most profitable companies in the industry. Financial World magazine named him one of the three outstanding chief executives in the steel and metalworking industries, and M.I.T. has recognized him for his distinguished corporate leadership.

 

Mr. Smith holds patents in his field and has written texts on management and strategic planning. He taught at Purdue University and has been a guest lecturer at several business schools. In 2001 he authored Quaker Business Ethics.

 

He has served on numerous boards of business and public organizations, including McGraw Edison, Pittsburgh National Bank, Imetal (France), Japan Alumoweld Co., Seldon & Co. (Australia), Bekaert Steel & Wire Co., American Iron & Steel Institute, Kaiser Steel, Weirton Steel, YMCA of Pittsburgh, and Pittsburgh Theological Seminary. He has had extensive experience on board audit committees, chairing those committees for Bell of PA, P.M.F. Life Insurance, Weirton Steel, and Adience.

 

Mr. Smith is a member of the Pittsburgh Meeting of the Religious Society of Friends.

 

Board Betrayal by Phillip Hartley Smith

262 pages          appendices / index          Retail price: $19.95

 

Learn more about or purchase this title at Amazon.com

 

ESOP

Weirton Steel Co.

Weirton Steel

business ethics

board governance

conflict of interest

mismanagement

corporate responsibility

corporate failures

board failure

auditing

auditing failures

self-serving boards

dishonest boards

employee ownership

steel industry

steel mills

board of directors

Independent Steelworkers Union

Phil Smith

Phillip Smith